ESMA finds convergence opportunities for pre-trade controls

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, recently concluded a common supervisory action (CSA), implemented together with National Competent Authorities (NCA’s) on pre-trade controls under the Markets in Financial Instruments Directive II (MiFID II).   The CSA was launched with the goal of gathering further detailed insights on how […]

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